Clifford P. Haugen
Professional summary
Clifford Peter Haugen is a registered financial advisor currently at BLBB ADVISORS located in Montgomeryville, Pennsylvania.
Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Clifford has worked at 4 firms and has passed the Series 66, SIE, Series 87, Series 7, Series 24, Series 53, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Peter Haugen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2008 - Present
BLBB ADVISORS
Office #1: 103 Montgomery Avenue, Montgomeryville, PA 18936September 12, 2008 - August 30, 2019
BURKE, LAWTON, BREWER & BURKE, LLC
September 12, 2001 - September 13, 2008
WALNUT ASSET MANAGEMENT LLC
July 3, 2001 - September 12, 2008
RUTHERFORD, BROWN & CATHERWOOD, LLC
Primary Firm SEC Registration
BLBB ADVISORS
CRD#: 139096 / SEC#: 801-65840
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2008)
Exams
Current Firm
BLBB ADVISORS
CRD#: 139096 / SEC#: 801-65840
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,588 |
| AUM (Assets Under Management) | $ 2,739,761,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/23/2025 | ||
| 08/30/2024 | ||
| 04/02/2024 | ||
| 11/07/2023 | ||
| 11/02/2023 | ||
| 01/26/2023 |
Red Flags
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