Hunter M. Brown
Professional summary
Hunter Matthew Brown, who also goes by Hunter Matthew Matthew Brown, is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York and ROTHSCHILD & CO US INC. located in New York, New York.
Hunter is registered as a RR (Registered Representative) and started their career in finance in 2004. Hunter has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hunter Matthew Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2023 - Present
ROTHSCHILD & CO REDBURN
Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017November 7, 2023 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020Office #2: 1251 Avenue Of The Americas, New York, NY 10020July 23, 2009 - July 7, 2021
UBS SECURITIES LLC
February 17, 2005 - July 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2004 - July 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2023)
(2/11/2025)
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(3/7/2023)
(3/7/2023)
(2/11/2025)
(3/7/2023)
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(3/7/2023)
Exams
FINRA
Investors' Exchange LLC
Current Firm
ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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