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FIRM PROFILE
Overview
ROTHSCHILD & CO REDBURN is located at 461 Fifth Avenue 15th Floor, New York, NY 10017 and was first established at New York, Delaware in 04/01/2014. After operating for 11 years, ROTHSCHILD & CO REDBURN has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ROTHSCHILD & CO REDBURN’s clients are individuals and 0% of their clients are high net worth individuals. ROTHSCHILD & CO REDBURN has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ROTHSCHILD & CO REDBURN are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ROTHSCHILD & CO REDBURN‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ROTHSCHILD & CO REDBURN. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ROTHSCHILD & CO REDBURN Comes From
Understanding the Statistics for ROTHSCHILD & CO REDBURN and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
461 Fifth Avenue 15th Floor, New York, NY 10017
461 Fifth Avenue 15th Floor, New York, NY 10017
Small
(212) 803-7300
Delaware since 04/01/2014
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| REDBURN (EUROPE) LIMITED | PARENT COMPANY | ||
| BRISTOWE, WILLIAM ROBERT | HEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN | 1798670 | |
| CONNELLY, ARTHUR MARK JR. | US HEAD OF ECM | 2056930 | |
| GORDON, BENJAMIN JAKE | CHIEF COMPLIANCE OFFICER | 6677911 | |
| JOSEPH, ROWAN MURRAY | HEAD OF NORTH AMERICA | 5517410 | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 | |
| MCELLIGOTT, CASEY MEREDITH | HEAD OF US EXECUTION | 4440554 | |
| SCHACKERT, CHRISTA MARY | FINOP, PRINCIPAL FINANCIAL OFFICER | 4219093 |
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Advisor's working at ROTHSCHILD & CO REDBURN
William Robert Bristowe
Andrew Harrison Chader
Arthur Mark Connelly Jr.
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