PD
Paul L. Durso
INSIGHT FOLIOS
CHARLOTTE, NC 28277
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CRD#: 4416551
PD
Professional summary
Paul Leonard Durso, who also goes by Paul Durso, is a registered financial advisor currently at INSIGHT FOLIOS located in Charlotte, North Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Durso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Durso Capital Management Co. Investment Related 11610 N. Community House, Suite 100 Charlotte, NC 28277 Insurance and Annuity Sales Insurance Producer Since 11/2013 40 hours per month in the activity of soliciting and selling insurance products. This activity consumes approximately 2 hours per month during trading hours. Clients are under no obligation to purchase insurance products. Uplift Marketing (Technologies) - Not Investment Related - 11610 N. Community House, Suite 100 Charlotte, NC 28277 - Planning Software Subscriptions - Sales, Marketing, Design, and Coaching since 3/2015 - 20 hours per month in this activity - This activity consumes approximately 10 hours per month during trading hours - Sales, Marketing, Design, and Coaching related to the Simplicitree� software
CRS (Client Relationship Summary) - RIA
Click below to view Paul Leonard Durso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2015 - Present
INSIGHT FOLIOS
Office #1: 10800 Sikes Place Suite 110, Charlotte, NC 28277RIA
CRD#: 174411
CHARLOTTE, NC
Past
September 10, 2013 - April 20, 2015
RETIREMENTADVICE | JKA
RIA
CRD#: 153803
CHARLOTTE, NC
Past
November 9, 2012 - May 1, 2013
KALOS CAPITAL, INC.
BD
CRD#: 44337
PLYMOUTH, MI
Past
October 15, 2008 - November 12, 2012
INVESTACORP, INC.
BD
CRD#: 7684
PLYMOUTH, MI
Past
February 9, 2004 - October 15, 2008
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
PLYMOUTH, MI
Past
December 18, 2001 - February 9, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 19, 2001 - November 6, 2001
BROAD STREET SECURITIES, INC.
BD
CRD#: 36101
PLANTATION, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/27/2015)
IAR
Texas(9/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
