Matthew R. Clegg
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Auburn, AL 36830
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CRD#: 4413481
Professional summary
Matthew Richardson Clegg, CFP®, who also goes by Matthew Richardon Clegg, Matthew Richardon Clegg, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Auburn, Alabama and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Auburn, Alabama.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Richardon Clegg | Matthew Richardon Clegg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent Insurance Agent, 1224 OGLETREE VILLAGE LN, Auburn, AL, 9/2001 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6/mo - 6/TRADING. 2) Wilson Investment Group, 1224 OGLETREE VILLAGE LN, Auburn, AL, 9/2001. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 30/WK - 20/TRADING. 3) Clegg Land Co., LTD, 1768 Fairway Drive, Auburn, AL. Family LP - Partner, VP, Sec, Treas, 8/1998, pay bills, do books, etc. 4/mo - 0/TRADING. 4) Clegg Capital, Inc., 1768 Fairway Drive Auburn, AL - VP, Sec, Treas, 8/1998, pay bills, do books, etc. 6/YR - 0/TRADING. 5) Kopper Korner, LLC Member, passive real estate holding, 1 hour per month, member since 2013, 165 E Magnolia Ave, Ste 227 Auburn, AL 36830 6) CW PROPERTY GROUP LLC, 1224 OGLETREE VILLAGE LN, AUBURN, AL, 7/2017 AS OWNING MEMBER IN LLC TO CONSTRUCT OFFICE BUILDING. NIR - 8/MO - 0/TRADING. 7) CLEGG FAMILY VENTURES LLC, 1768 FAIRWAY DR, AUBURN, AL, 11/2017 AS MANAGING MEMBER OF LLC FOR ESTATE PLANNING PURPOSES. NIR - 2/MO - 0/TRADING. 8) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OR RIA, INVREL, 40HRS/WK, 40HRS/TRADING, SEE EMPLOYMENT FOR START DATE. 9) INDUSTRIAL DEVELOPMENT BOARD OF THE CITY OF AUBURN, 144 TICHENOR AVE, AUBURN, AL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 10/10/20, NIR, 3/MO- 0/TRADING 10) LEADERSHIP ALABAMA, BIRMINGHAM AL, BOARD MEMBER, 07/01/2023, NIR, 4 HR/MO, 2/TRADING 11) 25,000 FOOT OVERVIEW, 1224 Ogletree Village Lane, Auburn, AL 36830, United States, START DATE 10/2025, Owner, Referrals, NIR, 4 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Richardson Clegg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 15, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1224 Ogletree Village Lane, Auburn, AL 36830RIA
CRD#: 134139
Auburn, AL
Current
February 15, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1224 Ogletree Village Lane, Auburn, AL 36830BD
CRD#: 39543
Auburn, AL
Past
May 13, 2016 - February 25, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
AUBURN, AL
Past
May 13, 2016 - February 25, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
AUBURN, AL
Past
September 20, 2001 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
AUBURN, AL
Past
July 30, 2001 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
AUBURN, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2017)
IAR
Alabama(2/15/2017)
RR
Arizona(9/5/2024)
RR
Arkansas(2/15/2017)
RR
California(2/15/2017)
RR
Colorado(2/15/2017)
RR
District of Columbia(2/15/2017)
RR
Florida(2/15/2017)
RR
Georgia(2/15/2017)
RR
Hawaii(9/28/2022)
RR
Iowa(1/3/2022)
RR
Louisiana(2/15/2017)
RR
Maryland(2/15/2017)
RR
Michigan(8/15/2022)
RR
Mississippi(2/15/2017)
RR
Montana(2/15/2017)
RR
Nevada(6/25/2025)
RR
North Carolina(2/15/2017)
RR
Ohio(9/5/2024)
RR
Oklahoma(2/15/2017)
RR
Pennsylvania(2/15/2017)
RR
South Carolina(2/15/2017)
RR
Tennessee(2/15/2017)
RR
Texas(2/15/2017)
IAR
Texas(2/15/2017)
RR
Virginia(2/15/2017)
RR
Washington(10/27/2023)
RR
Wisconsin(3/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
