Michael A. Naso
Professional summary
Michael Anthony Naso, who also goes by Mike Anthony Naso, is a registered financial professional currently at FBN SECURITIES, INC. located in Lower Gwynedd, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Naso's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2002 - Present
FBN SECURITIES, INC.
Office #1: 600 North Bethlehem Pike, Lower Gwynedd, PA 19002Office #2: 112 West 34th Street 18th Floor, Ny, NY 10120Office #3: 4014 Chase Avenue, Suite 203, Miami, FL 33140Office #4: 34 Maple Street - Suite 201, Summit, NJ 07901Office #5: 112 West 34th Street 17th Floor, New York, NY 10120January 29, 2002 - June 15, 2005
RICHARD C. NASO CO., INC.
June 13, 2001 - January 22, 2002
FBN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2004)
(4/27/2015)
(1/22/2004)
(1/22/2004)
(1/22/2004)
(1/22/2004)
(3/6/2017)
(1/22/2004)
(1/22/2004)
(7/1/2021)
(6/6/2019)
(1/8/2018)
(1/22/2004)
(10/10/2003)
(4/27/2015)
(6/29/2007)
(1/22/2004)
(4/17/2020)
(6/29/2017)
(9/8/2016)
(12/22/2010)
(6/6/2025)
(4/27/2015)
(1/22/2004)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/12/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 6/18/2002
NYSE Trading Assistant ExaminationFINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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