Michael J. Bordes

DIMENSIONAL FUND ADVISORS LP

Port Washington, NY

Some features on this profile are disabled

CRD#: 4409114

Professional summary

Michael Joseph Bordes, who also goes by Michael Joseph Bordes Jr., Michael Joseph Bordes, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Port Washington, New York and DFA SECURITIES LLC located in Charlotte, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Bordes Jr. | Michael Joseph Bordes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Bordes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2025 - Present

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

Port Washington, NY

Current

June 11, 2025 - Present

DFA SECURITIES LLC

Office #1: 1515 South Tryon Street, Charlotte, NC 28203

CRD#: 10292

Charlotte, NC

Past

March 23, 2022 - May 28, 2025

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

November 26, 2012 - March 18, 2022

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

November 13, 2012 - March 18, 2022

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

January 4, 2010 - October 12, 2012

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

Past

July 9, 2002 - January 4, 2010

WALTER J. DOWD, INC.

CRD#: 32701

NEW YORK, NY

Past

June 5, 2001 - August 3, 2001

WALTER J. DOWD, INC.

CRD#: 32701

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/11/2025)

Alaska
(6/11/2025)

Arizona
(7/30/2025)

Arkansas
(6/11/2025)

California
(6/11/2025)

Colorado
(6/11/2025)

Connecticut
(6/11/2025)

Delaware
(6/16/2025)

District of Columbia
(6/11/2025)

Florida
(6/11/2025)

Georgia
(6/11/2025)

Idaho
(6/11/2025)

Illinois
(6/11/2025)

Indiana
(6/11/2025)

Iowa
(6/11/2025)

Kansas
(6/11/2025)

Kentucky
(6/11/2025)

Louisiana
(6/11/2025)

Maine
(6/11/2025)

Maryland
(6/11/2025)

Massachusetts
(6/12/2025)

Michigan
(6/11/2025)

Minnesota
(6/11/2025)

Mississippi
(6/11/2025)

Missouri
(6/11/2025)

Montana
(7/9/2025)

Nebraska
(6/11/2025)

Nevada
(6/11/2025)

New Hampshire
(6/11/2025)

New Jersey
(6/11/2025)

New Mexico
(6/11/2025)

New York
(6/11/2025)

North Carolina
(6/11/2025)

North Dakota
(6/11/2025)

Ohio
(6/11/2025)

Oklahoma
(6/11/2025)

Oregon
(6/11/2025)

Pennsylvania
(6/11/2025)

Rhode Island
(6/11/2025)

South Carolina
(6/11/2025)

South Dakota
(6/11/2025)

Texas
(6/11/2025)

IAR

Texas
(6/11/2025)

Utah
(6/11/2025)

Vermont
(6/11/2025)

Virginia
(6/11/2025)

Washington
(6/11/2025)

West Virginia
(6/11/2025)

Wisconsin
(6/11/2025)

Wyoming
(6/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/1/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 11/7/2002

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 10/22/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6300 Bee Cave Road Building One, Austin, TX 78746

Mailing Address

Phone number

(512) 306-7400

Established

Firm type

Fiscal year end

# of Employees

1,135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIMENSIONAL FUND ADVISORS LP FORM ADV PART 2A - ANNUAL AMENDMENT DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,611
AUM (Assets Under Management)	$ 835,713,261,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Bordes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Bordes's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFA SECURITIES LLC

MML DISTRIBUTORS, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

OSCAR GRUSS & SON INCORPORATED

WALTER J. DOWD, INC.

WALTER J. DOWD, INC.

Primary Firm SEC Registration

DIMENSIONAL FUND ADVISORS LP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2012

Series 63

Date: 11/22/2002

SIE

Date: 10/1/2018

Series 55

Date: 3/1/2007

Series 25

Date: 11/7/2002

Series 7

Date: 10/22/2002

Series 24

Date: 12/17/2023

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIMENSIONAL FUND ADVISORS LP

TRUST BUT VERIFY

Similar Advisors