Eric Cho
Professional summary
Eric Cho, who also goes by Eric Cho, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Cho's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2011 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003April 3, 2008 - May 28, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 12, 2006 - February 27, 2007
G-2 TRADING,LLC
September 19, 2002 - August 26, 2003
GENESIS SECURITIES, LLC
February 11, 2002 - July 1, 2002
WORLDCO, L.L.C.
June 25, 2001 - November 15, 2001
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/2/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
