James R. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Rian Murphy, who also goes by Rian Murphy, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2025 - June 2, 2026
VELOCITY CLEARING, LLC
June 22, 2018 - July 18, 2025
BUCKLER SECURITIES LLC
April 22, 2015 - May 22, 2018
COHEN & COMPANY SECURITIES, LLC
February 5, 2002 - February 14, 2014
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
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