Justin Kern Leonard
Professional Summary
Justin Kern Leonard is a registered financial advisor currently at QUATTRO M SECURITIES INC. located in New York, New York. Justin is registered as a RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 7A, Series 25, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
QUATTRO M SECURITIES INC.
Contact Information
Main Address
501 Fifth Avenue 15th Floor, New York, NY 10017Mailing Address
735 Ridgefield Road, Wilton, CT 06897Phone Number
(212) 402-1441Established
New York since 12/07/1994Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/25/2009)
(11/20/2009)
(9/9/2020)
(11/19/2009)
(11/25/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2008Series 7A — Floor Broker Representative Exam
Passed Jan 2003Series 25 — NYSE Trading Assistant Examination
Passed Jul 2002SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Justin Kern Leonard's CRS (Customer Relationship Summary).
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