Constantine J. Papas
Professional summary
Constantine John Papas, who also goes by Dean Papas, is a registered financial professional currently at PZENA FINANCIAL SERVICES, LLC located in New York, New York.
Constantine is registered as a RR (Registered Representative) and started their career in finance in 2001. Constantine has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Constantine John Papas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2014 - Present
PZENA FINANCIAL SERVICES, LLC
Office #1: 320 Park Avenue 8th Floor, New York, NY 10022Office #2: 320 Park Avenue 8th Floor, New York, NY, 10022August 12, 2010 - April 20, 2011
ALLIANZ GLOBAL INVESTORS U.S. LLC
October 25, 2006 - April 21, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 1, 2002 - July 9, 2003
COWEN EXECUTION SERVICES LLC
August 24, 2001 - April 1, 2002
AUTRANET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2017)
(8/13/2014)
(8/22/2014)
(4/1/2022)
(10/9/2015)
(3/6/2017)
(7/28/2014)
(2/9/2017)
(2/9/2017)
(2/9/2017)
Exams
FINRA
Current Firm
PZENA FINANCIAL SERVICES, LLC
CRD#: 169807 / SEC#: , 8-69390
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
Red Flags
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