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FIRM PROFILE
Overview
PZENA FINANCIAL SERVICES, LLC is located at 320 Park Avenue, 8th Floor, New York, NY 10022 and was first established at New York, Delaware in 10/15/2013. After operating for 12 years, PZENA FINANCIAL SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PZENA FINANCIAL SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PZENA FINANCIAL SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PZENA FINANCIAL SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PZENA FINANCIAL SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PZENA FINANCIAL SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PZENA FINANCIAL SERVICES, LLC Comes From
Understanding the Statistics for PZENA FINANCIAL SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
320 Park Avenue 8th Floor, New York, NY, 10022
320 Park Avenue 8th Floor, New York, NY, 10022
Small
(212) 355-1600
Delaware since 10/15/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 | |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 | |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 | |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 | |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 | |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
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Advisor's working at PZENA FINANCIAL SERVICES, LLC
William Louis Lipsey
Martin Eugene Hanhauser JR.
Valerie Rene Arnold
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