JC
John A. Conrad
STATE FARM INVESTMENT MANAGEMENT
Jefferson Cty, MO 65101-3106
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CRD#: 4405303
JC
Professional summary
John Andrew Conrad is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Jefferson Cty, Missouri and STATE FARM VP MANAGEMENT CORP. located in Jefferson Cty, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAPITAL REGION MEDICAL CENTER FOUNDATION BOARD OF GOVERNORS; NON-INVESTMENT-RELATED; PO BOX 1128 JEFFERSON CITY MO 65102; ASSOCIATION/COMMITTEE/COUNCIL; MEMBER; 1/30/2008; 1 HR/MO FOR BOTH; MEMBER OF INVESTMENT COMMITTEE, OVERSEE ASSETS, RESEARCH INVESTMENT FIRM HIRED TO MANAGE ASSETS, OVERSEE CASH MANAGEMENT OF FUND. 2) MOSFA PAC INC; non-investment-related; 112 E High St Jefferson City MO 65101; Association/Committee/Council; Officer; President; 01/01/2021; 5; 5; pay bills/co-signor on checking account; this organization is an Association. It is a political action committee for the State Farm Agents in Missouri. We represent the Missouri State Farm Agents to the legislature of Missouri. Included is allocation of contributions of the members toward the campaigns of legislators. 3) Downtown 308, LLC, investment-related, 4103 Ashley Ct. Jefferson City MO 65109, investment or commercial property, partner, 08/23/2015, 50%,5hr/mo 3hr/mo, Lending/Borrowing Activities, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account. 4) John Conrad's Insurance Agency; Insurance Agency; Investment-related; 308 Monroe St Jefferson City, MO 65101-3106; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2001; 80; 80; Service customers and supervise employees 5) Capital City Boys Soccer Boosters; non-investment-related; 1650 Cavalier Dr Jefferson City MO 65109; Membership/Civic/Fraternal Organization; Officer; Treasurer; 06/01/2022; 10; 2; Control of the checkbook, review bank statements, make deposits in the checking account, pay bills/co-signor on checking account 6) Next Level Ventures, LLC; Non-investment-related; 4103 Ashley Ct. Jefferson City, MO 65109; Other; Partner; none; 12/27/2023; 10; 0; Rental of Construction Equipment.
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Conrad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 308 Monroe St, Jefferson Cty, MO 65101-3106RIA
CRD#: 3487
Jefferson Cty, MO
Current
June 18, 2001 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 308 Monroe St, Jefferson Cty, MO 65101-3106BD
CRD#: 43036
Jefferson Cty, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(6/22/2001)
IAR
Missouri(12/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Jefferson Cty, MO 65101-3106TRUST BUT VERIFY
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