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RS

Ryan T. Stewart

MTS SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 4403894
RS

Professional summary


Ryan Taylor Stewart, who also goes by Ryan T. Stewart, is a registered financial professional currently at MTS SECURITIES, LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan T. Stewart

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Taylor Stewart's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 12, 2023 - Present

MTS SECURITIES, LLC

Office #1: 623 Fifth Avenue 14th Floor, New York, NY 10022
BD
CRD#: 104059
New York, NY
Past

September 18, 2020 - May 25, 2023

SOLOMON PARTNERS SECURITIES, LLC

BD
CRD#: 28041
NEW YORK, NY
Past

August 4, 2015 - September 17, 2020

LEERINK PARTNERS LLC

BD
CRD#: 39011
NEW YORK, NY
Past

June 7, 2013 - August 4, 2015

TRIPLETREE, LLC

BD
CRD#: 42820
BLOOMINGTON, MN
Past

February 23, 2010 - February 13, 2012

TRIPLETREE, LLC

BD
CRD#: 42820
BLOOMINGTON, MN
Past

June 19, 2008 - June 1, 2009

LAZARD MIDDLE MARKET LLC

BD
CRD#: 146092
MINNEAPOLIS, MN
Past

December 7, 2007 - July 23, 2008

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
MINNEAPOLIS, MN
Past

November 21, 2007 - July 23, 2008

GOLDSMITH, AGIO, HELMS SECURITIES, INC.

BD
CRD#: 26100
MINNEAPOLIS, MN
Past

January 1, 2007 - November 2, 2007

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

May 18, 2004 - April 13, 2005

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

March 10, 2004 - May 17, 2004

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

August 16, 2001 - December 16, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/12/2023)
RR
Alaska
(6/12/2023)
RR
Arizona
(6/12/2023)
RR
Arkansas
(6/12/2023)
RR
California
(6/12/2023)
RR
Colorado
(6/12/2023)
RR
Connecticut
(6/12/2023)
RR
Delaware
(6/12/2023)
RR
District of Columbia
(6/12/2023)
RR
Florida
(6/12/2023)
RR
Georgia
(6/12/2023)
RR
Hawaii
(6/12/2023)
RR
Idaho
(6/12/2023)
RR
Illinois
(6/12/2023)
RR
Indiana
(6/12/2023)
RR
Iowa
(6/12/2023)
RR
Kansas
(6/12/2023)
RR
Kentucky
(6/12/2023)
RR
Louisiana
(6/12/2023)
RR
Maine
(6/12/2023)
RR
Maryland
(6/12/2023)
RR
Massachusetts
(6/12/2023)
RR
Michigan
(6/12/2023)
RR
Minnesota
(6/12/2023)
RR
Mississippi
(6/12/2023)
RR
Missouri
(6/12/2023)
RR
Montana
(6/12/2023)
RR
Nebraska
(6/12/2023)
RR
Nevada
(6/12/2023)
RR
New Hampshire
(6/12/2023)
RR
New Jersey
(6/12/2023)
RR
New Mexico
(6/12/2023)
RR
New York
(6/12/2023)
RR
North Carolina
(6/12/2023)
RR
North Dakota
(6/12/2023)
RR
Ohio
(6/12/2023)
RR
Oklahoma
(6/12/2023)
RR
Oregon
(6/12/2023)
RR
Pennsylvania
(6/12/2023)
RR
Puerto Rico
(6/12/2023)
RR
Rhode Island
(6/12/2023)
RR
South Carolina
(6/12/2023)
RR
South Dakota
(6/12/2023)
RR
Tennessee
(6/12/2023)
RR
Texas
(6/12/2023)
RR
Utah
(6/12/2023)
RR
Vermont
(6/12/2023)
RR
Virgin Islands
(6/12/2023)
RR
Virginia
(6/12/2023)
RR
Washington
(6/12/2023)
RR
West Virginia
(6/12/2023)
RR
Wisconsin
(6/12/2023)
RR
Wyoming
(6/12/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/25/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MTS SECURITIES, LLC
KPS KAPITAL, LLC | MTS SECURITIES, LLC

CRD#: 104059 / SEC#: , 8-52515

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Mailing Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Phone number
(212) 887-2100
Established
Delaware since 08/10/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MTS HEALTH PARTNERS, LLCOWNER
CONROY, DENNIS MICHAELFINOP/CFO3222121
DARITA-OPPENHEIM, LUCYCHIEF COMPLIANCE OFFICER2801418
EPSTEIN, MARK ELLIOTGENERAL PRINCIPAL2274559
LANE, CURTIS SCOTTMANAGING MEMBER/DESIGNATED PRINCIPAL718950

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MTS SECURITIES, LLC

CRD#: 104059New York, NY 10022

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