Daniel E. Chafetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Ellis Chafetz, who also goes by Chafetz, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1961. Daniel had worked at 9 firms and has passed the Series 63, PC and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1997 - January 23, 2009
SSH SECURITIES, INC.
April 22, 1993 - May 25, 2011
DAVID LERNER ASSOCIATES, INC.
February 20, 1991 - August 5, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 20, 1991 - August 5, 1992
EQUITABLE ADVISORS, LLC
February 1, 1990 - February 13, 1991
ADAMS, COHEN SECURITIES INC.
November 26, 1979 - March 6, 1989
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
December 1, 1961 - January 4, 1977
LOEB, RHOADES & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/23/1977
AMEX Put and Call ExamSeries 40
Date: 4/24/1972
Registered Principal ExaminationCurrent Firm
SSH SECURITIES, INC.
CRD#: 43593 / SEC#: , 8-50330
Contact information
Documents
Red Flags
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