Marshall David Howard
Professional Summary
Marshall David Howard, who also goes by M David Howard, M. David Howard, is a registered financial advisor currently at TFA SECURITIES, INC. located in El Segundo, California. Marshall is registered as a RR (Registered Representative) and started their career in finance in 2001. Marshall has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
M David Howard, M. David Howard
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
TFA SECURITIES, INC.
Contact Information
Main Address
201 Continental Blvd., Suite 110, El Segundo, CA 90245Mailing Address
201 Continental Blvd., Suite 110, El Segundo, CA 90245Phone Number
(310) 341-2332Established
California since 04/30/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/19/2017)
(9/26/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Marshall David Howard's CRS (Customer Relationship Summary).
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