Amy M. Spain
Professional summary
Amy Michelle Spain, who also goes by Amy Michelle Adams, Amy Michelle Cheney, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Orlando, Florida and TRUIST INVESTMENT SERVICES, INC. located in Orlando, Florida.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Amy has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Michelle Spain's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 333 S Garland Ave Fl 17, Orlando, FL 32801December 3, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 333 S Garland Ave Fl 17, Orlando, FL 32801October 18, 2002 - August 8, 2007
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2024)
Exams
Series 7TO
Date: 12/3/2019
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Orlando, FL 32801TRUST BUT VERIFY
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