LH
Lisa A. Hanvey
TRUIST ADVISORY SERVICES
RALEIGH, NC 27609
Some features on this profile are disabled
CRD#: 4393930
LH
Professional summary
Lisa Ann Hanvey, who also goes by Lisa A Hanvey, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Lisa has worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa A Hanvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TowneBank, 3535 Glenwood Avenue, Raleigh, NC 27612, Investment Related, FID Bank Employee, Registered Client Service Assistant, Since 01/2022, 0 hrs/mo devoted and 0 hrs/mo trading; no bank responsibilities, role with RJFS. 2. Towne Wealth Management, 3535 Glenwood Avenue, Raleigh, NC 27612, Investment Related, DBA Support Company (non-owner), Registered Client Service Assistant, Since 01/2022, 0 hrs/mo devoted and 0 hrs/mo trading; no bank responsibilities, DBA Support Company name. 3. The Bray-Harris Group, 3535 Glenwood Ave, Raleigh, NC, Support Company - Non Owner, I/R: No, 01/12/2022, P/T: .Associate/Employee, Other HPM: 0-, HPM trad hrs: 0-1 DOD: no responsibilities, FID Bank's division DBA/Brand name
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Ann Hanvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4460 Six Forks Road, Raleigh, NC 27609RIA
CRD#: 283390
RALEIGH, NC
Current
February 27, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4460 Six Forks Rd, Raleigh, NC 27609BD
CRD#: 17499
Raleigh, NC
Past
January 21, 2022 - January 12, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Raleigh, NC
Past
January 21, 2022 - January 12, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Raleigh, NC
Past
October 29, 2021 - January 4, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ROCKY MOUNT, NC
Past
October 28, 2021 - January 4, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ROCKY MOUNT, NC
Past
January 10, 2020 - April 21, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Raleigh, NC
Past
January 6, 2020 - April 21, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Raleigh, NC
Past
October 1, 2012 - September 17, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
HAMILTON, NJ
Past
October 1, 2012 - September 17, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HAMILTON, NJ
Past
January 27, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
PENNINGTON, NJ
Past
January 27, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PENNINGTON, NJ
Past
May 27, 2008 - January 5, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAWRENCEVILLE, NJ
Past
May 27, 2008 - January 5, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
LAWRENCEVILLE, NJ
Past
March 28, 2007 - May 27, 2008
IFMG SECURITIES, INC.
RIA
CRD#: 14416
MANALAPAN, NJ
Past
March 28, 2007 - May 27, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
MANALAPAN, NJ
Past
August 10, 2005 - October 13, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
E. BRUNSWICK, NJ
Past
August 10, 2005 - October 13, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
E. BRUNSWICK, NJ
Past
September 6, 2002 - July 9, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
LAKEWOOD, NJ
Past
June 11, 2001 - July 9, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2024)
RR
Alaska(2/27/2024)
RR
Arizona(2/27/2024)
RR
Arkansas(2/27/2024)
RR
California(2/27/2024)
RR
Colorado(2/27/2024)
RR
Connecticut(2/27/2024)
RR
Delaware(2/27/2024)
RR
District of Columbia(2/27/2024)
RR
Florida(2/27/2024)
RR
Georgia(2/27/2024)
RR
Hawaii(2/27/2024)
RR
Idaho(2/27/2024)
RR
Illinois(2/27/2024)
RR
Indiana(2/27/2024)
RR
Iowa(2/27/2024)
RR
Kansas(2/27/2024)
RR
Kentucky(2/27/2024)
RR
Louisiana(2/27/2024)
RR
Maine(2/27/2024)
RR
Maryland(2/27/2024)
RR
Massachusetts(2/27/2024)
RR
Michigan(2/27/2024)
RR
Minnesota(2/27/2024)
RR
Mississippi(2/27/2024)
RR
Missouri(2/27/2024)
RR
Montana(2/27/2024)
RR
Nebraska(2/27/2024)
RR
Nevada(2/27/2024)
RR
New Hampshire(2/27/2024)
RR
New Jersey(2/27/2024)
RR
New Mexico(2/27/2024)
RR
New York(2/27/2024)
RR
North Carolina(2/27/2024)
IAR
North Carolina(2/27/2024)
RR
North Dakota(2/27/2024)
RR
Ohio(2/27/2024)
RR
Oklahoma(2/27/2024)
RR
Oregon(2/27/2024)
RR
Pennsylvania(2/27/2024)
RR
Puerto Rico(2/27/2024)
RR
Rhode Island(2/27/2024)
RR
South Carolina(2/27/2024)
RR
South Dakota(2/27/2024)
RR
Tennessee(2/27/2024)
RR
Texas(2/27/2024)
RR
Utah(2/27/2024)
RR
Vermont(2/27/2024)
RR
Virgin Islands(2/27/2024)
RR
Virginia(2/27/2024)
RR
Washington(2/27/2024)
RR
West Virginia(2/27/2024)
RR
Wisconsin(2/27/2024)
RR
Wyoming(2/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27609TRUST BUT VERIFY
Monitor Lisa Hanvey
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
