Bradley J. Cooke
Professional summary
Bradley James Cooke, CIMA® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina.
Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Bradley has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bradley James Cooke's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N Tyron Street, Charlotte, NC 28202May 27, 2021 - November 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2004 - July 8, 2005
SANTANDER SECURITIES LLC
June 5, 2001 - April 30, 2004
COUTTS SECURITIES INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/15/2021)
Exams
Series 7TO
Date: 5/27/2021
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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