Alex Kleyner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Kleyner, who also goes by Aleksandr Kleyner, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2001. Alex had worked at 7 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - September 26, 2013
WTS PROPRIETARY TRADING GROUP LLC
June 8, 2011 - December 19, 2011
DIMENSION TRADING GROUP, LLC
April 28, 2006 - July 31, 2008
DIMENSION BROKERAGE, LLC
March 3, 2003 - April 26, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
October 14, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
February 6, 2002 - November 5, 2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC
June 4, 2001 - February 15, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 7/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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