Matthew T. Crofton
Professional summary
Matthew Taylor Crofton, who also goes by Matt Crofton, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Taylor Crofton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2013 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022May 29, 2012 - June 3, 2013
OPEN TO THE PUBLIC INVESTING, INC.
August 5, 2011 - May 21, 2012
W.A. CAPITAL MARKETS
August 17, 2010 - July 15, 2011
BEDROK SECURITIES LLC
May 3, 2010 - August 11, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
July 16, 2009 - May 6, 2010
ATLANTIC EQUITIES, LLC
March 5, 2002 - October 24, 2002
HERZOG, HEINE, GEDULD, LLC
January 30, 2002 - March 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2001 - January 30, 2002
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2013)
(6/14/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/17/2010
Limited Representative-Equity Trader ExamSeries 25
Date: 11/4/2003
NYSE Trading Assistant ExaminationFINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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