Clement N. Kaupp
Professional summary
Clement Nathan Kaupp is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Clement is registered as a RR (Registered Representative) and started their career in finance in 2002. Clement has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clement Nathan Kaupp's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2018 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901May 31, 2002 - April 23, 2018
ACCESS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(8/10/2020)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/22/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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