LB
Lynn M. Berger
FORESIDE FUND SERVICES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4384720
LB
Professional summary
Lynn Marie Berger, who also goes by Lynn Marie Lorenz, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in El Segundo, California.
Lynn is registered as a RR (Registered Representative) and started their career in finance in 2001. Lynn has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lynn Marie Lorenz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lynn Marie Berger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 266 Kansas St., El Segundo, CA 90245BD
CRD#: 46106
El Segundo, CA
Past
March 14, 2022 - December 20, 2022
LODAS SECURITIES, LLC
BD
CRD#: 313056
OVERLAND PARK, KS
Past
November 12, 2021 - February 18, 2022
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
January 20, 2016 - September 7, 2021
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
March 8, 2013 - December 7, 2015
REALTY CAPITAL SECURITIES, LLC
BD
CRD#: 145454
NEW YORK CITY, NY
Past
January 28, 2010 - February 25, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
May 4, 2001 - December 22, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2023)
RR
Alaska(3/30/2023)
RR
Arizona(3/30/2023)
RR
Arkansas(3/30/2023)
RR
California(3/30/2023)
RR
Colorado(3/30/2023)
RR
Connecticut(3/30/2023)
RR
Delaware(3/30/2023)
RR
District of Columbia(3/30/2023)
RR
Florida(3/30/2023)
RR
Georgia(3/30/2023)
RR
Hawaii(3/30/2023)
RR
Idaho(3/30/2023)
RR
Illinois(3/30/2023)
RR
Indiana(3/30/2023)
RR
Iowa(3/30/2023)
RR
Kansas(3/30/2023)
RR
Kentucky(3/30/2023)
RR
Louisiana(3/30/2023)
RR
Maine(3/30/2023)
RR
Maryland(3/30/2023)
RR
Massachusetts(3/30/2023)
RR
Michigan(3/30/2023)
RR
Minnesota(3/30/2023)
RR
Mississippi(3/30/2023)
RR
Missouri(3/30/2023)
RR
Montana(4/4/2023)
RR
Nebraska(3/30/2023)
RR
Nevada(3/30/2023)
RR
New Hampshire(3/30/2023)
RR
New Jersey(3/30/2023)
RR
New Mexico(3/30/2023)
RR
New York(3/30/2023)
RR
North Carolina(3/30/2023)
RR
North Dakota(3/30/2023)
RR
Ohio(3/30/2023)
RR
Oklahoma(3/30/2023)
RR
Oregon(3/30/2023)
RR
Pennsylvania(3/30/2023)
RR
Rhode Island(3/30/2023)
RR
South Carolina(3/30/2023)
RR
South Dakota(3/30/2023)
RR
Tennessee(3/30/2023)
RR
Texas(3/30/2023)
RR
Utah(3/30/2023)
RR
Vermont(3/30/2023)
RR
Virgin Islands(1/2/2024)
RR
Virginia(3/30/2023)
RR
Washington(3/30/2023)
RR
West Virginia(3/30/2023)
RR
Wisconsin(3/30/2023)
RR
Wyoming(3/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
