DN
David B. Nifong
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Concord, NC 28027
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CRD#: 4383633
DN
Professional summary
David Bradley Nifong is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Concord, North Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Concord, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBN HOLDINGS LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 01/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 2) DBN CAPITALL LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 05/2015, OWNER, PASS-THROUGH ENTITY, NIR, 10 HR/MO 1 HR/MO TRADING 3) DAJ HOLDINGS LLC, CHARLOTTE NC, 02/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 4) DDN HOLDINGS LLC, CHARLOTTE NC, 01/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 5) ARC COMMITTEE PRESIDENT, BRYSON CITY NC, PRESIDENT, ARCHETECTURE COMMITTEE, NIR, 5 HR/MO 1 HR/MO TRADING 6) FOCUS WEALTH PLANNING, 3630 POLAR TENT RD SUITE C CONCORD NC, 07/2022, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 7) DBN CAPITAL LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 05/2015, OWNER, PASS-THROUGH ENTITY, NIR, 10 HR/MO 1 HR/MO TRADING 8) FOCUS WEALTH PLANNING, 3630 POLAR TENT RD SUITE C CONCORD NC, 04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 4 HR/MO 4 HR/MO TRADING 9) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view David Bradley Nifong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3630 Poplar Tent Rd. Ste. C, Concord, NC 28027RIA
CRD#: 134139
Concord, NC
Current
May 3, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3630 Poplar Tent Rd. Ste. C, Concord, NC 28027BD
CRD#: 39543
Concord, NC
Past
May 13, 2015 - May 29, 2024
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Concord, NC
Past
May 13, 2015 - May 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
CONCORD, NC
Past
November 30, 2007 - May 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CONCORD, NC
Past
November 30, 2007 - May 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CONCORD, NC
Past
March 3, 2003 - December 7, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CONCORD, NC
Past
March 3, 2003 - December 7, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CONCORD, NC
Past
December 31, 2001 - March 14, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CHARLOTTE, NC
Past
April 23, 2001 - March 14, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/3/2024)
RR
North Carolina(5/3/2024)
IAR
North Carolina(5/3/2024)
RR
South Carolina(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Concord, NC 28027TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
