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EK

Evan R. Kerr

ARTIST CAPITAL LLC
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 4383101
EK

Professional summary


Evan Richard Kerr is a registered financial professional currently at ARTIST CAPITAL LLC located in Charlotte, North Carolina.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2002. Evan has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Evan Richard Kerr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2013 - Present

ARTIST CAPITAL LLC

Office #1: 532 Governor Morrison St. Suite 200, Charlotte, NC 28211
BD
CRD#: 153937
Charlotte, NC
Past

October 1, 2009 - May 7, 2010

NATSOURCE SECURITIES LLC

BD
CRD#: 149645
NEW YORK, NY
Past

March 5, 2002 - April 16, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA
CRD#: 113359
NEW YORK, NY
Past

January 9, 2002 - April 16, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2025)
RR
Arizona
(10/9/2015)
RR
Arkansas
(1/6/2025)
RR
California
(1/3/2018)
RR
Colorado
(6/27/2014)
RR
Connecticut
(7/16/2013)
RR
Delaware
(6/20/2014)
RR
District of Columbia
(10/7/2013)
RR
Florida
(7/15/2013)
RR
Georgia
(1/3/2014)
RR
Illinois
(1/3/2014)
RR
Indiana
(1/3/2020)
RR
Kansas
(1/3/2020)
RR
Louisiana
(1/18/2022)
RR
Maryland
(1/3/2014)
RR
Massachusetts
(10/7/2013)
RR
Michigan
(10/28/2016)
RR
Minnesota
(6/12/2014)
RR
Mississippi
(1/12/2022)
RR
Missouri
(7/1/2014)
RR
Nebraska
(3/3/2022)
RR
New Jersey
(10/21/2014)
RR
New York
(8/5/2013)
RR
North Carolina
(9/12/2013)
RR
Ohio
(1/3/2014)
RR
Oregon
(1/3/2018)
RR
Pennsylvania
(1/3/2014)
RR
South Carolina
(10/8/2013)
RR
Tennessee
(6/14/2018)
RR
Texas
(8/5/2013)
RR
Utah
(1/12/2022)
RR
Virginia
(10/7/2013)
RR
Washington
(1/3/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 8/1/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/6/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
ARTIST CAPITAL LLC
ARTIST CAPITAL INC. | ARTIST CAPITAL LLC

CRD#: 153937 / SEC#: , 8-68598

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
20 West 55th Street 11th Floor, New York, NY 10019
Mailing Address
20 West 55th Street 11th Floor, New York, NY 10019
Phone number
(212) 218-7632
Established
Delaware since 02/29/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HILLY HUNDREDOWNER, LIMITED PARTNERSHIP
SADOWSKI, DENISE MICHELLECCO, EXECUTIVE REP., HOME OFFICER SUPER., AML SUPER.4368034
SANDS, JONATHAN THOMASPRESIDENT2739071
STOVER, MATTHEW GRAHAMCFO, FINOP5266972

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARTIST CAPITAL LLC

CRD#: 153937Charlotte, NC 28211

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