BD
Benjamin W. Davis
EAGLE STRATEGIES LLC
Bow, NH 03304
Some features on this profile are disabled
CRD#: 4381261
BD
Professional summary
Benjamin W. Davis, who also goes by Benjamin Walter Davis, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bow, New Hampshire and NYLIFE SECURITIES LLC located in Bow, New Hampshire.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Walter Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[NHIAA/NHSOA SOCCER OFFICIAL; 215 BOYNTON ST., MANCHESTER, NH 03102; COMPENSATION: FEES; 40 HOURS PER MONTH; NON-INVESTMENT RELATED] [New World Land Rush, LLC; Real Estate investors renting property to hunting, fishing, camping, foresting, and farming entities.; 74 Amherst Rd., Merrimack, NH 03054; Start Date 02/2018; Role/Title: Investor; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Rockingham Commons Condominium Association; An organization within a condominium community to oversee the maintenance and management of the common areas of the buildings and grounds, and to establish the accepted behaviors and rules within the complex.; 117 Cluff Crossing, Salem, NH 03079; Start Date 12/2023; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; attend monthly meetings for the purpose of decision making for the condominium community] [117 Cluff Crossing 24 LLC; Rental of a residential condominium unit, owned under an LLC.; 117 Cluff Crossing #24, Salem, NH 03079; Start Date 12/2023; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Owner, landlord; responsible for all administration of rental agreement and conduit for tenant needs.][Bow, NH Budget Committee; Reviews the annual budget submission of the town Select Board and the School Board, makes adjustments as the committee sees fit, and presents a recommended annual budget for a vote at the annual Town Meeting.; 10 Grandview Road, Bow, NH 03304; Start Date 03/2025; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Attend budget committee meetings for both the town and school district for the purpose of reviewing and modifying budget proposals and present the recommended budget to the voters at the annual Town Meeting]
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin W. Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 9 Wheeler Rd, Bow, NH 03304RIA
CRD#: 110826
Bow, NH
Current
February 11, 2015 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BOW, NH
Past
July 12, 2001 - May 14, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/30/2021)
RR
Connecticut(7/27/2017)
RR
Florida(8/10/2018)
RR
Georgia(11/14/2016)
RR
Maine(7/27/2017)
RR
Massachusetts(5/29/2015)
RR
Michigan(1/7/2021)
RR
New Hampshire(5/4/2015)
IAR
New Hampshire(5/6/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
