John P. Muhlbauer
Professional summary
John Paul Muhlbauer, who also goes by John Mulbauer, is a registered financial professional currently at ZIONS DIRECT, INC. located in El Segundo, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 66, Series 7TO, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Muhlbauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2025 - Present
ZIONS DIRECT, INC.
Office #1: 200 N Pacific Coast Highway Suite 1600, El Segundo, CA 90245March 19, 2024 - May 2, 2025
WELLS FARGO CLEARING SERVICES, LLC
July 3, 2023 - May 2, 2025
WELLS FARGO CLEARING SERVICES, LLC
September 8, 2020 - June 16, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
March 1, 2005 - June 4, 2008
WELLS FARGO INVESTMENTS, LLC
March 1, 2005 - June 4, 2008
WELLS FARGO INVESTMENTS, LLC
July 12, 2002 - March 3, 2005
WAMU INVESTMENTS, INC.
October 12, 2001 - July 8, 2002
MORGAN STANLEY DW INC.
May 15, 2001 - July 8, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2025)
Exams
Series 7TO
Date: 9/4/2020
General Securities Representative ExaminationFINRA
Current Firm
ZIONS DIRECT, INC.
CRD#: 17776 / SEC#: , 8-35721
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIONS BANCORPORATION, N.A. | PARENT COMPANY | |
| BURDISS, PAUL EDWARD | BOARD MEMBER | 7267112 |
| HASH, JENNIFER KYLE | CHIEF COMPLIANCE OFFICER | 4123554 |
| KYRIAKAKIS, CHRISTOPHER | BOARD MEMBER | 8020162 |
| MACDONALD, MICHAEL WHITNEY | PRESIDENT / CHIEF EXECUTIVE OFFICER | 4533843 |
| MOORE, RYAN D | FINOP | 7216248 |
| RICHARDS, ROBERT RYAN | BOARD MEMBER | 8021252 |
| STEWARD, DEREK STRIBLING | BOARD MEMBER | 8022102 |
| YU, THOMAS | BOARD MEMBER | 7994635 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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