Peter J. Bachmore
Professional summary
Peter James Bachmore is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 7 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter James Bachmore's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2025 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: 1251 Avenue Of The Americas Suite 4700, New York, NY 10020May 12, 2020 - June 11, 2025
RBC CAPITAL MARKETS, LLC
September 23, 2015 - June 30, 2016
SG AMERICAS SECURITIES, LLC
January 4, 2010 - March 11, 2014
RBC CAPITAL MARKETS, LLC
September 5, 2008 - December 24, 2009
COWEN AND COMPANY
August 15, 2008 - August 21, 2008
THOMAS WEISEL PARTNERS LLC
May 1, 2006 - August 7, 2008
COWEN AND COMPANY
June 30, 2005 - May 15, 2006
CIBC WORLD MARKETS CORP.
January 3, 2005 - July 1, 2005
J.P. MORGAN SECURITIES INC.
August 27, 2001 - December 8, 2004
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TCW FUNDS DISTRIBUTORS LLC
CRD#: 16670 / SEC#: , 8-31114
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | |
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 |
| MCCARTHY, GINA | MANAGER | 4226460 |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
Red Flags
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