Peter G. Brandel

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CRD#: 4378265

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Gerard Brandel JR, who also goes by Peter Gerard Brandel Jr., Peter Gerard Breandel Jr, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 7 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter Gerard Brandel Jr. | Peter Gerard Breandel Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 16, 2021 - October 25, 2024

ZEUS FINANCIAL, LLC

CRD#: 18192

Charlotte, NC

Past

August 9, 2013 - December 3, 2021

NATHAN HALE CAPITAL, LLC

CRD#: 123650

CHARLOTTE, NC

Past

October 19, 2009 - August 9, 2013

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

CHARLOTTE, NC

Past

January 24, 2008 - October 19, 2009

HALLIDAY FINANCIAL, LLC

CRD#: 31741

GLEN HEAD, NY

Past

October 29, 2004 - January 22, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

October 20, 2004 - November 1, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 22, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/30/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 9/10/2025

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/15/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/27/2004

General Securities Principal Examination

Current Firm

ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: , 8-36214

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Mailing Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Phone number

(561) 708-0700

Established

Florida since 03/17/1986

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BUTKEVITS, LETICIA VERA	MEMBER	6717105
ORCHID BAY FINANCIAL HOLDINGS, LLC	MEMBER
ACHILLE, RALPH	CCO	5875142
BUTKEVITS, VINCENT WILLIAM III	CEO	1818987
KUMAR, PARDEEP	MANAGING DIRECTOR	5214503
SHUMBERG, IVANA MARCELLA	FINOP/PFO	3167225
TROUSDALE, LAUREN NICOLE	FINOP/POO	5622407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter G. Brandel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATHAN HALE CAPITAL, LLC

ADVISORS ASSET MANAGEMENT, INC.

HALLIDAY FINANCIAL, LLC

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/30/2003

Series 57TO

Date: 9/10/2025

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2001

Series 53

Date: 3/15/2013

Series 24

Date: 4/27/2004

Current Firm

ZEUS FINANCIAL, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZEUS FINANCIAL, LLC

TRUST BUT VERIFY

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