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PB

Peter G. Brandel

PIONEER CAPITAL MARKETS
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 4378265
PB

Professional summary

Peter Gerard Brandel JR, who also goes by Peter Gerard Brandel Jr., Peter Gerard Breandel Jr, is a registered financial professional currently at PIONEER CAPITAL MARKETS, INC. located in Charlotte, North Carolina.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 8 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Gerard Brandel Jr. | Peter Gerard Breandel Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Gerard Brandel JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2025 - Present

PIONEER CAPITAL MARKETS, INC.

Office #1: 3440 Toringdon Way Suite 205, Charlotte, NC 28277
BD
CRD#: 337452
Charlotte, NC
Past

December 16, 2021 - October 25, 2024

ZEUS FINANCIAL, LLC

BD
CRD#: 18192
Charlotte, NC
Past

August 9, 2013 - December 3, 2021

NATHAN HALE CAPITAL, LLC

BD
CRD#: 123650
CHARLOTTE, NC
Past

October 19, 2009 - August 9, 2013

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
CHARLOTTE, NC
Past

January 24, 2008 - October 19, 2009

HALLIDAY FINANCIAL, LLC

BD
CRD#: 31741
GLEN HEAD, NY
Past

October 29, 2004 - January 22, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 20, 2004 - November 1, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

August 22, 2001 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/15/2025)
RR
North Carolina
(12/15/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/30/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 9/10/2025
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/15/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PIONEER CAPITAL MARKETS, INC.
PIONEER CAPITAL MARKETS, INC.

CRD#: 337452 / SEC#: , 8-71384

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3440 Toringdon Way Suite 205, Charlotte, NC 28277
Mailing Address
3440 Toringdon Way Suite 205, Charlotte, NC 28277
Phone number
(518) 730-3000
Established
Delaware since 06/18/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PIONEER CAPITAL MARKETS HOLDINGS, INC.SOLE SHAREHOLDER
AMELL, TOMDIRECTOR8139789
BRANDEL, PETER GERARD JRPRESIDENT4378265
GALARPE, GARY CHRISTOPHERCCO, CFO/PFO/FINOP, TREASURER, COO/POO, AMLCO2384835
HOLLISTER, SUSAN MSECRETARY8139798
HUGHES, PATRICK JDIRECTOR8139799
SIGNOR, THOMAS HARRYDIRECTOR7165779
TOMCZAK, JESSE AARONDIRECTOR4581439
WEBSTER, ALLYSON PCOMPLIANCE OFFICER8142911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PIONEER CAPITAL MARKETS, INC.

CRD#: 337452Charlotte, NC 28277

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