Leslie P. Limage
Professional summary
Leslie Phillip Limage is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Great Neck, New York.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 2001. Leslie has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, Series 19, SIE, Series 25, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Phillip Limage's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2001 - Present
STUART FRANKEL & CO., INCORPORATED
Office #1: 60 Cutter Mill Road Suite 210, Great Neck, NY 11021State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2024)
(7/15/2024)
(7/15/2024)
(7/15/2024)
(9/30/2004)
(1/24/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 9/15/2020
NYSE Floor Clerk - Equities ExaminationSeries 25
Date: 10/22/2002
NYSE Trading Assistant ExaminationSeries 55
Date: 5/18/2002
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
