William B. Edwards
Professional summary
William Brian Edwards is a registered financial professional currently at BLACKARCH SECURITIES LLC located in Charlotte, North Carolina.
William is registered as a RR (Registered Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Brian Edwards's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2017 - Present
BLACKARCH SECURITIES LLC
Office #1: 227 W. Trade Street Suite 2200, Charlotte, NC 28202August 3, 2012 - November 10, 2017
WELLS FARGO SECURITIES, LLC
November 1, 2010 - July 30, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
June 1, 2007 - May 5, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 26, 2004 - June 1, 2007
BANC OF AMERICA SECURITIES LLC
June 27, 2001 - December 31, 2003
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BLACKARCH SECURITIES LLC
CRD#: 154250 / SEC#: , 8-68621
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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