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BS

Benjamin D. Statz

PARX TRADING
New York, NY 10023
Some features on this profile are disabled
CRD#: 4367255
BS

Professional summary

Benjamin Duwayne Statz is a registered financial professional currently at PARX TRADING, LLC located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Duwayne Statz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2024 - Present

PARX TRADING, LLC

Office #1: 33 W. 60th Street, Ste. 1135, New York, NY 10023
BD
CRD#: 329378
New York, NY
Past

February 29, 2008 - February 23, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

December 15, 2005 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

March 30, 2001 - August 25, 2003

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/22/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/8/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 12/27/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/19/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/14/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2024
General Securities Principal Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

PT
PARX TRADING, LLC
PARX TRADING, LLC

CRD#: 329378 / SEC#: , 8-71199

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
33 W. 60th Street Suite 1135, New York, NY 10023
Mailing Address
33 W. 60th Street Suite 1135, New York, NY 10023
Phone number
(646) 808-0390
Established
Delaware since 11/08/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PARHELION LTD.MANAGING MEMBER
FTAIHA, IAN MICHAELMANAGER4304149
SLOAN NOWAK, JACQUELINE LEEFINOP/PFO/POO2717305
STATZ, BENJAMIN DUWAYNECEO/CCO4367255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARX TRADING, LLC

CRD#: 329378New York, NY 10023

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