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Benjamin Duwayne Statz

PARX TRADING
New York, NY
·CRD# 4367255·23 years experience

Professional Summary

Benjamin Duwayne Statz is a registered financial advisor currently at PARX TRADING, LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PARX TRADING, LLC·CRD# 329378
BD
33 W. 60th Street, Ste. 1135, New York, NY 10023
August 22, 2024 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 29, 2008 - February 23, 2009
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
December 15, 2005 - February 29, 2008
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
March 30, 2001 - August 25, 2003

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Current Firm

PT
PARX TRADING, LLC

PARX TRADING, LLC

CRD#: 329378 / SEC#: 8-71199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

33 W. 60th Street Suite 1135, New York, NY 10023

Mailing Address

33 W. 60th Street Suite 1135, New York, NY 10023

Phone Number

(646) 808-0390

Established

Delaware since 11/08/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PARHELION LTD.MANAGING MEMBER—
FTAIHA, IAN MICHAELMANAGER4304149
SLOAN NOWAK, JACQUELINE LEEFINOP/PFO/POO2717305
STATZ, BENJAMIN DUWAYNECEO/CCO4367255

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Aug 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2024About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2023About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2005

Series 7 — General Securities Representative Examination

Passed Dec 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Duwayne Statz's CRS (Customer Relationship Summary).

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