Justin P. Ryan
ROCKEFELLER FINANCIAL LLC | Managing Director
Jacksonville Beach, FL 32250
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CRD#: 4365276
Professional summary
Justin Pace Ryan is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Jacksonville Beach, Florida.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Loans/credit services
Trading individual securities
Trust & estate planning
Financial planning
What is your current number of clients?
Under 50
What is your minimum asset requirement?
15M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mascot Holdings LLC, 28 Fossil Road, Bog Sky, MT 59716; Investment releated; Managing Member of single-person LLC; 09/06/2020; 1 hour per month outside of trading hours; Zero hours devoted during securities trading hours; Single Person LLC that owns a vacation home
CRS (Client Relationship Summary) - RIA
Click below to view Justin Pace Ryan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Pace Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 320 1st Street North, Unit 703, Jacksonville Beach, FL 32250RIA
BD
CRD#: 291361
Jacksonville Beach, FL
Current
December 7, 2018 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 320 1st Street North, Unit 703, Jacksonville Beach, FL 32250RIA
BD
CRD#: 291361
Jacksonville Beach, FL
Past
January 26, 2009 - December 18, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
January 9, 2009 - December 18, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
March 19, 2003 - January 29, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
November 26, 2002 - January 29, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ATLANTA, GA
Past
April 24, 2001 - October 3, 2002
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/18/2018)
RR
Arizona(12/7/2018)
RR
California(12/7/2018)
RR
Colorado(3/4/2020)
RR
Connecticut(1/29/2020)
RR
Delaware(12/7/2018)
RR
Florida(1/2/2019)
IAR
Florida(1/2/2019)
RR
Georgia(12/7/2018)
IAR
Georgia(2/17/2021)
RR
Louisiana(1/2/2019)
RR
Maryland(12/7/2018)
RR
Massachusetts(12/7/2018)
RR
Michigan(12/16/2020)
RR
Montana(12/12/2018)
RR
New Jersey(12/7/2018)
RR
New York(12/7/2018)
RR
North Carolina(12/7/2018)
RR
Ohio(12/7/2018)
RR
Pennsylvania(3/4/2020)
RR
Rhode Island(12/7/2018)
RR
South Carolina(12/7/2018)
RR
Tennessee(1/2/2019)
RR
Texas(12/13/2018)
IAR
Texas(10/1/2021)
RR
Virgin Islands(6/22/2021)
RR
Virginia(3/4/2020)
RR
Washington(4/3/2025)
RR
Wisconsin(12/7/2018)
RR
Wyoming(11/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Managing DirectorCRD#: 291361Jacksonville Beach, FL 32250TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
