Stephen A. Byers

VAN ECK SECURITIES

New York, NY 10017

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CRD#: 4364760

Professional summary

Stephen A Byers, who also goes by Stephen Angelo Byers, Steve Byers, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Angelo Byers | Steve Byers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen A Byers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2025 - Present

VAN ECK SECURITIES CORPORATION

Office #1: 666 Third Avenue 9th Floor, New York, NY 10017

CRD#: 2269

New York, NY

Past

September 7, 2018 - December 12, 2025

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

New York, NY

Past

September 6, 2018 - December 12, 2025

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

Past

September 4, 2013 - August 29, 2018

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

NEW YORK, NY

Past

August 29, 2013 - August 29, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

August 19, 2011 - July 29, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JERSEY CITY, NJ

Past

August 19, 2011 - July 29, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 26, 2010 - October 19, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JERSEY CITY, NJ

Past

March 25, 2010 - October 19, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 1, 2007 - March 11, 2009

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 4, 2001 - September 16, 2003

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/15/2025)

Alaska
(12/15/2025)

Arizona
(12/15/2025)

Arkansas
(12/15/2025)

California
(12/15/2025)

Colorado
(12/15/2025)

Connecticut
(12/15/2025)

Delaware
(12/15/2025)

District of Columbia
(12/15/2025)

Florida
(12/15/2025)

Georgia
(12/15/2025)

Hawaii
(12/15/2025)

Idaho
(12/15/2025)

Illinois
(12/15/2025)

Indiana
(12/15/2025)

Iowa
(12/15/2025)

Kansas
(12/15/2025)

Kentucky
(12/15/2025)

Louisiana
(12/15/2025)

Maine
(12/15/2025)

Maryland
(12/15/2025)

Massachusetts
(12/15/2025)

Michigan
(12/15/2025)

Minnesota
(12/15/2025)

Mississippi
(12/15/2025)

Missouri
(12/15/2025)

Montana
(12/15/2025)

Nebraska
(12/15/2025)

Nevada
(12/15/2025)

New Hampshire
(12/15/2025)

New Jersey
(12/15/2025)

New Mexico
(12/15/2025)

New York
(12/15/2025)

North Carolina
(12/15/2025)

North Dakota
(12/15/2025)

Ohio
(12/15/2025)

Oklahoma
(12/15/2025)

Oregon
(12/15/2025)

Pennsylvania
(12/15/2025)

Puerto Rico
(12/15/2025)

Rhode Island
(12/15/2025)

South Carolina
(12/15/2025)

South Dakota
(12/15/2025)

Tennessee
(12/15/2025)

Texas
(12/15/2025)

Utah
(12/15/2025)

Vermont
(12/15/2025)

Virgin Islands
(12/15/2025)

Virginia
(12/15/2025)

Washington
(12/15/2025)

West Virginia
(12/15/2025)

Wisconsin
(12/15/2025)

Wyoming
(12/15/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 2/27/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 1/19/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/21/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: , 8-4618

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Mailing Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Phone number

(212) 293-2000

Established

Delaware since 08/01/1955

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VAN ECK ASSOCIATES CORPORATION	100% OWNER & PARENT
GOZZILLO, FRANCESCO MICHAEL	CHIEF COMPLIANCE OFFICER	2099916
RAPPAPORT, LEE ROBERT	VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR	4682842
SIMON, JONATHAN RICH	SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR	5313394
VANECK, JAN FREDERICK	PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR	1695680

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Byers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen A Byers's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JEFFERIES LLC

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2010

Series 63

Date: 1/5/2007

SIE

Date: 10/1/2018

Series 86

Date: 2/27/2007

Series 87

Date: 1/19/2007

Series 7

Date: 12/21/2006

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VAN ECK SECURITIES CORPORATION

TRUST BUT VERIFY

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