Troy C. Williams
Professional summary
Troy Creston Williams, who also goes by Troy C Williams, Troy C. Williams, Troy Williams, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Troy is registered as a RR (Registered Representative) and started their career in finance in 2006. Troy has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Creston Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2012 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202April 12, 2011 - July 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 13, 2006 - July 14, 2008
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2012)
Exams
FINRA
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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