Vincent M. Amabile
Professional summary
Vincent M Amabile is a registered financial professional currently at G.RESEARCH, LLC located in Rye, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2001. Vincent has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent M Amabile's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2003 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435June 30, 2015 - January 22, 2020
G.DISTRIBUTORS, LLC
May 3, 2002 - December 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2001 - October 22, 2002
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2006)
(8/6/2021)
(3/13/2006)
(8/19/2025)
(3/13/2006)
(6/29/2017)
(3/13/2006)
(6/2/2003)
(10/27/2023)
(4/14/2014)
(11/11/2013)
(5/24/2021)
(8/2/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/22/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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