CM
Conor W. Mckenna
CRC-IB
New York, NY 10017
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CRD#: 4355571
CM
Professional summary
Conor William Mckenna, who also goes by Conor W Mckenna, is a registered financial professional currently at CRC-IB located in New York, New York.
Conor is registered as a RR (Registered Representative) and started their career in finance in 2001. Conor has worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Conor W Mckenna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Conor William Mckenna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2012 - Present
CRC-IB
Office #1: 220 E42nd Street 35th Floor, New York, NY 10017Office #2: 201 California Street Suite 1425, San Francisco, CA 94111Office #3: 33 Riverside Avenue 4th Floor, Westport, CT 06880BD
CRD#: 158736
New York, NY
Past
April 13, 2004 - August 15, 2007
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
NEW YORK, NY
Past
May 15, 2001 - August 30, 2002
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
March 14, 2001 - April 11, 2001
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/1/2021)
RR
Arizona(3/2/2022)
RR
California(7/10/2013)
RR
Colorado(3/1/2021)
RR
Connecticut(7/10/2013)
RR
Delaware(3/1/2021)
RR
District of Columbia(1/12/2022)
RR
Florida(3/1/2021)
RR
Georgia(3/1/2021)
RR
Illinois(9/6/2018)
RR
Indiana(3/1/2021)
RR
Iowa(1/12/2022)
RR
Kansas(1/12/2022)
RR
Louisiana(1/12/2022)
RR
Maine(4/6/2021)
RR
Maryland(3/1/2021)
RR
Massachusetts(5/26/2022)
RR
Michigan(1/12/2022)
RR
Minnesota(5/26/2022)
RR
Missouri(1/12/2022)
RR
Nebraska(1/27/2022)
RR
Nevada(5/26/2022)
RR
New Hampshire(1/12/2022)
RR
New Jersey(5/5/2021)
RR
New Mexico(5/26/2022)
RR
New York(5/22/2012)
RR
Ohio(1/12/2022)
RR
Pennsylvania(3/1/2021)
RR
Texas(3/1/2021)
RR
Utah(1/12/2022)
RR
Virginia(3/11/2020)
RR
Washington(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CR
CRC-IB
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL
CRD#: 158736 / SEC#: , 8-68918
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
220 E42nd Street 35th Floor, New York, NY 10017
Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017
Phone number
(917) 472-1274
Established
Maryland since 01/14/2011
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRC HOLDINGCO, LLC | HOLDING COMPANY/OWNER | |
| KNAPP, NICHOLAS JE | PRESIDENT | 5419499 |
| MCKENNA, CONOR WILLIAM | SENIOR MANAGING DIRECTOR | 4355571 |
| DURDEN, GARY LEE | MANAGING DIRECTOR | 6624221 |
| VON OESEN, BRITTA BENNETT | MANAGING DIRECTOR | 5532329 |
| DURDEN, GARY LEE | CHIEF COMPLIANCE OFFICER | 6624221 |
| HOPKINS, THOMAS JOHN | FINOP, PPO, PFO | 1835087 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
