Andrew M. Friis
Professional summary
Andrew Mogens Friis is a registered financial professional currently at D. BORAL CAPITAL located in Woodbury, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Mogens Friis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2025 - Present
D. BORAL CAPITAL
Office #1: 60 Crossways Park Dr. W Suite 305, Woodbury, NY 11797April 27, 2022 - February 24, 2023
CHIMERA SECURITIES, LLC
March 29, 2022 - March 29, 2022
CHIMERA SECURITIES, LLC
December 17, 2019 - June 1, 2023
NEWBRIDGE SECURITIES CORPORATION
April 20, 2011 - October 30, 2019
T3 TRADING GROUP, LLC
December 20, 2002 - January 10, 2011
LIGHTSPEED TRADING, LLC
August 27, 2002 - December 31, 2002
SCHONFELD SECURITIES, LLC
March 1, 2001 - September 17, 2002
BROADWAY TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2025)
(5/13/2026)
(3/11/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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