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Sherry L. Schaefers
STATE FARM INVESTMENT MANAGEMENT
Eugene, OR 97401
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CRD#: 4352915
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Professional summary
Sherry Lee Schaefers, CLU®, who also goes by Sherry Lee Roll, Sherry Lee Smitherman, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Eugene, Oregon and STATE FARM VP MANAGEMENT CORP. located in Eugene, Oregon.
Sherry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sherry has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherry Lee Roll | Sherry Lee Smitherman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sherry Schaefers Ins Agcy Inc; Investment Related; 252 W 7th Avenue, Eugene, OR 97401; Investment or Commercial Property;Renting out parking spots; 100% owner of property; 01-08-2010; 0 hrs/mo, during or after trading hours; Renting parking spaces in my owned building 2) Downtown Eugene Merchants; Non-Investment-Related; 1401 Willamette St, Eugene, OR 97401; Association/Committee/Council; Non-profit group of business people trying to advocate and represent businesses in downtown Eugene; Board Member; 6/28/18; 0%; I was recently voted as an At-Large Board Member. The Board has a treasurer but the group wants to create a finance committee of which the treasurer would be part of. I've been asked to be the Board Member to oversee the Finance Committee which would involve reviewing monthly bank statements and balance sheet. DEM receives $14,000 annually in dues and $4000 in sponsorship; 5 hrs. for both 3) Lane Arts Council; Non-Investment-related; 174 E 16th Ave, Suite 125 Eugene, OR 97401; Association/Committee/Council; Director/Board Member; 06/24/2024; 2; 1; Non-profit promoting arts in our community as well as supporting arts organizations. 4) Sherry Schaefers's Insurance Agency; Insurance Agency; Investment-related; 252 W 7th Ave Eugene, OR 97401-2664; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2001; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Sherry Lee Schaefers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 3, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 252 W 7th Ave, Eugene, OR 97401RIA
CRD#: 3487
Eugene, OR
Current
May 4, 2001 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 252 W 7th Ave, Eugene, OR 97401BD
CRD#: 43036
Eugene, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(5/4/2001)
IAR
Oregon(7/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Eugene, OR 97401TRUST BUT VERIFY
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