Kristin J. Mcginley
Professional summary
Kristin Jean Mcginley, who also goes by Kristin J Coleman, Kristin Jean Coleman, Kristin J Mcginley, Kristin J Proksch, Kristin Jean Proksch, is a registered financial professional currently at HARTFORD FUNDS DISTRIBUTORS, LLC located in Wayne, Pennsylvania.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2002. Kristin has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Jean Mcginley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2019 - Present
HARTFORD FUNDS DISTRIBUTORS, LLC
Office #1: 690 Lee Road, Wayne, PA 19087May 10, 2019 - July 2, 2019
MORGAN STANLEY DISTRIBUTION, INC.
March 13, 2009 - July 8, 2009
BROKERSXPRESS LLC
March 13, 2009 - July 8, 2009
BROKERSXPRESS LLC
April 28, 2008 - March 6, 2009
USF ADVISORS, LLC
July 26, 2007 - March 6, 2009
USF SECURITIES, L.P.
November 21, 2006 - August 1, 2007
WOODBURY FINANCIAL SERVICES, INC.
October 30, 2002 - July 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2002 - June 20, 2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/10/2019
General Securities Representative ExaminationFINRA
Current Firm
HARTFORD FUNDS DISTRIBUTORS, LLC
CRD#: 45995 / SEC#: 801-53584, 8-51290
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTFORD FUNDS MANAGEMENT GROUP, INC | OWNER OF HARTFORD FUNDS DISTRIBUTORS, LLC | |
| DIVALERIO, ANDREW | FINOP, CONTROLLER, VICE PRESIDENT | 7634048 |
| FROST, GREGORY A. | CHAIRMAN OF THE BOARD, SR. MANAGING DIRECTOR | 2864924 |
| FURLONG, AMY NICOLE | CHIEF FINANCIAL OFFICER, BOARD MANAGER, EXECUTIVE VICE PRESIDENT | 4835814 |
| GARGER, WALTER FRANCIS | GENERAL COUNSEL AND MANAGING DIRECTOR | 4753411 |
| JEFFERSON, KERAYA SHERIE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5046523 |
| JORENS, KATHLEEN E | TREASURER, SENIOR VICE PRESIDENT | 6145607 |
| MACKAY, JONATHAN ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT | 3136624 |
| MELCHER, JOSEPH GARY | AML OFFICER, EXECUTIVE VICE PRESIDENT | 3152206 |
| SWANSON, MARTIN ALLEN | CHIEF MARKETING OFFICER, VICE PRESIDENT | 1414020 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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