Sharon A. Gaviria
Professional summary
Sharon Alexandra Gaviria, who also goes by Arguello, is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Great Neck, New York.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 2004. Sharon has worked at 3 firms and has passed the Series 99TO, SIE, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Alexandra Gaviria's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
STUART FRANKEL & CO., INCORPORATED
Office #1: 60 Cutter Mill Road Suite 210, Great Neck, NY 11021July 21, 2005 - March 3, 2009
AXES, LLC
September 6, 2004 - March 8, 2024
AUERBACH GRAYSON & COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 5/18/2014
Corporate Securities Limited Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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