KT
Kempner L. The Estate Of Harris
KEMPNER CAPITAL MANAGEMENT
Galveston, TX 77550
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CRD#: 4348122
KT
Professional summary
Kempner Leon The Estate Of Harris, who also goes by Harris Leon Kempner Jr., Harris Leon Kempner, Harris Leon Kempner, Jr., is a registered financial advisor currently at KEMPNER CAPITAL MANAGEMENT, INC. located in Galveston, Texas.
Kempner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Kempner has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harris Leon Kempner Jr. | Harris Leon Kempner | Harris Leon Kempner, Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Kempner manages the assets of the H. Kempner Trust Association. He receives compensation for participating on various boards and committees including his function as a general partner for Kempner Securities, GP, General Partner for Brazos River Minerals, Director for Balmorhea Ranches, Inc. He also serves as Director for Legacy Holding Company but does not receive compensation for that role, however he does receive an annual dividend from the Company for private holdings. Mr. Kempner is also an Advisory Directory for Frost Bank and he receives a fee for attending Board meetings. Mr. Kempner also serves in various volunteer, community and professional Boards, committees, advocacy groups and partnerships where he has personal interest, none of which present any conflicts with Kempner Capital Management.
CRS (Client Relationship Summary) - RIA
Click below to view Kempner Leon The Estate Of Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 1981 - Present
KEMPNER CAPITAL MANAGEMENT, INC.
Office #1: 2201 Market Street 12th Floor, Galveston, TX 77550Office #2: 2201 Market Street 12th Floor, Galveston, TX 77550RIA
CRD#: 104784
Galveston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KEMPNER CAPITAL MANAGEMENT, INC.
KEMPNER CAPITAL MANAGEMENT INC | KEMPNER CAPITAL MANAGEMENT, INC. | KEMPNER CAPITAL MANAGEMENT LTD.
CRD#: 104784 / SEC#: 801-17585
RIA
Registered Investment Advisory firm - (9/15/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/17/1981)
Exams
Current Firm
KC
KEMPNER CAPITAL MANAGEMENT, INC.
KEMPNER CAPITAL MANAGEMENT INC | KEMPNER CAPITAL MANAGEMENT, INC. | KEMPNER CAPITAL MANAGEMENT LTD.
CRD#: 104784 / SEC#: 801-17585
RIA
Registered Investment Advisory firm - (9/15/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2201 Market Street 12th Floor, Galveston, TX 77550
Mailing Address
P. O. Box 119, Galveston, TX 77553
Phone number
(409) 765-6671
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 218,299,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
