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HM

Howard K. Mason

RENAISSANCE MACRO SECURITIES
Darien, CT 06820
Some features on this profile are disabled
CRD#: 4347130
HM

Professional summary

Howard K Mason is a registered financial professional currently at RENAISSANCE MACRO SECURITIES, LLC located in Darien, Connecticut.

Howard is registered as a RR (Registered Representative) and started their career in finance in 2001. Howard has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Howard K Mason's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2016 - Present

RENAISSANCE MACRO SECURITIES, LLC

Office #1: 9 Old King's Highway S 3rd Fl, Darien, CT 06820
BD
CRD#: 163927
Darien, CT
Past

July 20, 2001 - February 6, 2008

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 9/3/2016
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 8/30/2016
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 8/23/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RM
RENAISSANCE MACRO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927 / SEC#: , 8-69079

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Mailing Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Phone number
(212) 537-8811
Established
Delaware since 07/26/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RENAISSANCE MACRO HOLDINGS, LLCMEMBER
DEGRAAF, JEFFREY SCOTTEXECUTIVE MANAGING DIRECTOR2202699
DEGRAAF, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2202699
DUTTENHOFER, STEPHEN MATTHEWGENERAL SECURITIES PRINCIPAL2517485
VEGA, DOREEN LEMAFINOP/ PFO /POO5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927Darien, CT 06820

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