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DW

Daniel J. Wolff

FLEXTRADE LLC
New York, NY 10119
Some features on this profile are disabled
CRD#: 4343845
DW

Professional summary

Daniel Joseph Wolff is a registered financial professional currently at FLEXTRADE LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Joseph Wolff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2024 - Present

FLEXTRADE LLC

Office #1: One Penn Plaza 41st Floor, Suite 4119, New York, NY 10119
BD
CRD#: 113226
New York, NY
Past

February 9, 2001 - December 8, 2021

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/4/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/8/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/15/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FL
FLEXTRADE LLC
FLEXTRADE LLC

CRD#: 113226 / SEC#: , 8-53309

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
111 Great Neck Road, Great Neck, NY 11021
Mailing Address
111 Great Neck Road Suite 314, Great Neck, NY 11021
Phone number
(516) 627-8993
Established
New York since 12/18/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FLEXTRADE SYSTEMS INC.SOLE MEMBER
KEDIA, VIJAYMANAGER: PRESIDENT; CHIEF OPERATING OFFICER; CEO4399594
SERRA, CARL ANTHONY IIIFINOP3179039
WOLFF, DANIEL JOSEPHCCO4343845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLEXTRADE LLC

CRD#: 113226New York, NY 10119

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