Chris A. Lopez
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
HUNTINGTON BEACH, CA
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CRD#: 4341355
Professional summary
Chris Angel Lopez, CFP®, who also goes by Chris Angel Lopez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Huntington Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Seal Beach, California.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chris has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
While working with one of the most successful investment firms in the industry, I will be an advisor with the highest integrity that will assist you, and your family, in your financial needs.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Health Care
Retirement Planning
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Insurance Planning
Education Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Chris Angel Lopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chris Angel Lopez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Education
University of California, San Diego
Bachelor of Arts (BA) - Economics
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 12201 Seal Beach Blvd, Seal Beach, CA 90740RIA
CRD#: 104555
HUNTINGTON BEACH, CA
Current
June 15, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 12201 Seal Beach Blvd, Seal Beach, CA 90740-2634BD
CRD#: 7784
Seal Beach, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SEAL BEACH, CA
Past
July 2, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SEAL BEACH, CA
Past
December 28, 2015 - June 1, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
LONG BEACH, CA
Past
December 28, 2015 - June 1, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Long Beach, CA
Past
November 20, 2015 - June 1, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
LONG BEACH, CA
Past
August 6, 2003 - January 25, 2010
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SEAL BEACH, CA
Past
August 29, 2002 - January 25, 2010
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SEAL BEACH, CA
Past
July 31, 2001 - July 2, 2002
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SAN JUAN CAPISTRANO, CA
Past
March 14, 2001 - July 2, 2002
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2022)
RR
Arizona(6/15/2018)
RR
California(6/15/2018)
IAR
California(3/31/2025)
RR
Florida(4/23/2020)
RR
Georgia(7/8/2022)
RR
Idaho(7/8/2022)
RR
Illinois(1/3/2020)
RR
Indiana(6/20/2025)
RR
Louisiana(7/8/2022)
RR
Michigan(1/4/2025)
RR
Minnesota(7/8/2022)
RR
Nevada(6/15/2018)
RR
New Hampshire(1/6/2023)
RR
Ohio(7/11/2022)
RR
Oregon(1/3/2020)
RR
Pennsylvania(1/4/2024)
RR
Tennessee(7/8/2022)
RR
Texas(7/8/2022)
IAR
Texas(3/31/2025)
RR
Wisconsin(7/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Huntington Beach, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
