Stephen R. Rusch

BA SECURITIES

CANTON, MA 02021

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CRD#: 4335846

Professional summary

Stephen R Rusch is a registered financial professional currently at BA SECURITIES, LLC located in Canton, Massachusetts.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen R Rusch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2023 - Present

BA SECURITIES, LLC

Office #1: 150 Royall Street, Suite 102, Canton, MA 02021

CRD#: 153489

CANTON, MA

Past

February 19, 2021 - March 21, 2023

METRONOME SECURITIES, LLC

CRD#: 158957

CHICAGO, IL

Past

November 9, 2018 - February 17, 2021

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

Princeton, NJ

Past

May 1, 2017 - February 27, 2018

THREADSTONE CAPITAL, LLC

CRD#: 158691

NEW YORK, NY

Past

March 21, 2014 - October 28, 2016

CANACCORD GENUITY LLC

CRD#: 1020

BOSTON, MA

Past

March 29, 2010 - February 21, 2014

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

May 24, 2004 - February 3, 2010

DC ADVISORY

CRD#: 129919

NEW YORK, NY

Past

August 6, 2003 - July 30, 2004

LEGACY PARTNERS GROUP, LLC

CRD#: 126712

WASHINGTON, DC

Past

August 8, 2001 - March 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/12/2023)

Massachusetts
(5/26/2023)

Pennsylvania
(5/26/2023)

Puerto Rico
(9/12/2023)

Rhode Island
(5/26/2023)

Virginia
(6/2/2023)

Exams

State Security Law Exam

Series 63

Date: 7/3/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: , 8-68545

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BA HOLDCO, LLC	OWNER
BOLDEN, MICHAEL LABRADOR	CHIEF COMPLIANCE OFFICER	6411755
CHUFF, JOHN JOSEPH	PRESIDENT	1205736
HATLING, PEDER ALAN	PRINCIPAL	5240595
JUILIANO, COLLEEN JANE	FINOP	4818898
KELLER-YOUNG, SUZANNE	OPERATIONS MANAGER	5495492
PICKENS, DANIEL NEHIL	PRINCIPAL	1042225
WENTZLER, DENNIS RAYMOND	CHIEF OPERATIONS OFFICER & AML OFFICER	4221461

Red Flags

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Firm Stability Insights

Stephen R. Rusch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen R Rusch's CRS (Customer Relationship Summary).

Certified licenses

Experience

METRONOME SECURITIES, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

THREADSTONE CAPITAL, LLC

CANACCORD GENUITY LLC

PIPER SANDLER & CO.

DC ADVISORY

LEGACY PARTNERS GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/2014

Series 79TO

Date: 1/2/2023

SIE

Date: 2/27/2018

Series 7

Date: 8/7/2001

FINRA

Current Firm

BA SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BA SECURITIES, LLC

TRUST BUT VERIFY

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