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NC

Nicholas W. Carper

MITCHELL SINKLER & STARR
PHILADELPHIA, PA 19102
Some features on this profile are disabled
CRD#: 4334883
NC

Professional summary

Nicholas Wood Carper is a registered financial advisor currently at MITCHELL SINKLER & STARR located in Philadelphia, Pennsylvania.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Nicholas has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Wood Carper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 30, 1995 - Present

MITCHELL SINKLER & STARR

Office #1: Two Penn Center, Suite 1320, Philadelphia, PA 19102
RIA
CRD#: 106460
PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MITCHELL SINKLER & STARR
MITCHELL SINKLER & STARR | MITCHELL SINKLER & STARR INC

CRD#: 106460 / SEC#: 801-8445

RIA
Registered Investment Advisory firm - (2/8/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(8/30/1995)

Exams

Current Firm

MS
MITCHELL SINKLER & STARR
MITCHELL SINKLER & STARR | MITCHELL SINKLER & STARR INC

CRD#: 106460 / SEC#: 801-8445

RIA
Registered Investment Advisory firm - (2/8/1972 Approved)
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Contact information

Main Address
Two Penn Center Plaza Suite 1320, Philadelphia, PA 19102
Mailing Address
Phone number
(215) 665-1450
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MSS ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts580
AUM (Assets Under Management)$ 1,771,245,020

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/25/2025
Cover Page
Report
08/26/2024
Cover Page
Report
09/20/2023
Cover Page
Report
10/19/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MITCHELL SINKLER & STARR

CRD#: 106460Philadelphia, PA 19102

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