AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TS

Timothy D. Soules

TCFG INVESTMENT ADVISORS
Willow :park, TX 76008
Some features on this profile are disabled
CRD#: 4328561
TS

Professional summary

Timothy D. Soules, who also goes by Timothy Douglas Soules, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Willow :park, Texas and TCFG WEALTH MANAGEMENT, LLC located in Willow Park, Texas.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy Douglas Soules

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TCFG Insurance Solutions | Not investment related | 1/18/2019 | Insurance Agent | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | insurance products and service for retail clients. provide best interest solutions for clients through the use of insurance products | TCFG Investment Advisors | Investment related | 1/18/2019 | Investment Advisor | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | Assess client needs and goals, then match appropriate investments to help them reach their needs and goals within their risk tolerance | Soules Ranches | Not investment related | 1/1/1983 | Aledo, TX | Owner | 80 hours/month | All day to day operations, including labor and decision making for al aspects of the enterprise |

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy D. Soules's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2019 - Present

TCFG INVESTMENT ADVISORS, LLC

Office #1: 126 South Ranch House Road Suite 200, Willow :park, TX 76008
RIA
CRD#: 166606
Willow :park, TX
Current

January 22, 2019 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 126 South Ranch House Road Suite 200, Willow Park, TX 76008
BD
CRD#: 164153
Willow park, TX
Past

February 9, 2007 - November 16, 2018

EDWARD JONES

RIA
CRD#: 250
WILLOW PARK, TX
Past

February 27, 2001 - November 16, 2018

EDWARD JONES

BD
CRD#: 250
WILLOW PARK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(2/1/2019)
IAR
Colorado
(2/7/2019)
RR
Georgia
(2/16/2022)
IAR
Georgia
(2/28/2022)
RR
Iowa
(2/1/2019)
RR
New Mexico
(2/1/2019)
IAR
New Mexico
(2/7/2019)
RR
Ohio
(11/18/2021)
RR
Texas
(1/22/2019)
IAR
Texas
(1/22/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/26/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)
WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606Willow :park, TX 76008

TRUST BUT VERIFY

Monitor Timothy Soules

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

James Cliffton Moore
James MooreAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Ft Worth, TX
Robert Wesley Shannon
Robert ShannonAdvisorCheck Check Mark
BRAZOS WEALTH ADVISORS LLC
IAR
FORT WORTH, TX
RA
Ramon AguirreAdvisorCheck Check Mark
MONEY CONCEPTS CAPITAL CORP
IAR
Fort Worth, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics