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TS

Timothy D. Soules

TCFG INVESTMENT ADVISORS
Willow :park, TX 76008
Some features on this profile are disabled
CRD#: 4328561
TS

Professional summary


Timothy D. Soules, who also goes by Timothy Douglas Soules, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Willow :park, Texas and TCFG WEALTH MANAGEMENT, LLC located in Willow Park, Texas.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Timothy Douglas Soules

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TCFG Insurance Solutions | Not investment related | 1/18/2019 | Insurance Agent | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | insurance products and service for retail clients. provide best interest solutions for clients through the use of insurance products | TCFG Investment Advisors | Investment related | 1/18/2019 | Investment Advisor | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | Assess client needs and goals, then match appropriate investments to help them reach their needs and goals within their risk tolerance | Soules Ranches | Not investment related | 1/1/1983 | Aledo, TX | Owner | 80 hours/month | All day to day operations, including labor and decision making for al aspects of the enterprise |

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Timothy D. Soules's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 22, 2019 - Present

TCFG INVESTMENT ADVISORS, LLC

Office #1: 126 South Ranch House Road Suite 200, Willow :park, TX 76008
RIA
CRD#: 166606
Willow :park, TX
Current

January 22, 2019 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 126 South Ranch House Road Suite 200, Willow Park, TX 76008
BD
CRD#: 164153
Willow park, TX
Past

February 9, 2007 - November 16, 2018

EDWARD JONES

RIA
CRD#: 250
WILLOW PARK, TX
Past

February 27, 2001 - November 16, 2018

EDWARD JONES

BD
CRD#: 250
WILLOW PARK, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(2/1/2019)
IAR
Colorado
(2/7/2019)
RR
Georgia
(2/16/2022)
IAR
Georgia
(2/28/2022)
RR
Iowa
(2/1/2019)
RR
New Mexico
(2/1/2019)
IAR
New Mexico
(2/7/2019)
RR
Ohio
(11/18/2021)
RR
Texas
(1/22/2019)
IAR
Texas
(1/22/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/26/2007
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
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Contact information


Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)

Regulatory assets under management


Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606Willow :park, TX 76008

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