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ET

Elizabeth C. Thors

FRANKLIN DISTRIBUTORS
Lincoln, MA 01773
Some features on this profile are disabled
CRD#: 4327016
ET

Professional summary

Elizabeth C Thors, who also goes by Elizabeth Tucker Cluett, Lisa Tucker Cluett, Elizabeth Cluett Thors, Lisa Thors, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Lincoln, Massachusetts.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2001. Elizabeth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Tucker Cluett | Lisa Tucker Cluett | Elizabeth Cluett Thors | Lisa Thors

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth C Thors's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 55 Old Bedford Raod Suite 302, Lincoln, MA 01773
BD
CRD#: 109064
Lincoln, MA
Past

August 1, 2024 - March 5, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Boston, MA
Past

July 17, 2024 - March 5, 2026

MORGAN STANLEY

BD
CRD#: 149777
Boston, MA
Past

November 16, 2012 - August 10, 2023

WELLINGTON FUNDS DISTRIBUTORS INC.

BD
CRD#: 152768
Boston, MA
Past

January 3, 2006 - July 11, 2006

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

January 12, 2001 - December 31, 2005

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/25/2026)
RR
Colorado
(3/25/2026)
RR
Connecticut
(3/25/2026)
RR
Florida
(3/25/2026)
RR
Massachusetts
(3/25/2026)
RR
New York
(3/25/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064Lincoln, MA 01773

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